Tag: SEC

Capital Markets and Regulatory Compliance

by CDW Financial Services|Jul 19, 2016

Looking for the right solution to help your capital markets firm navigate the rough waters of regulatory compliance and security? Developing the processes and technology required to comply with the Dodd-Frank Wall Street Reform…

SEC puts increased attention on exchange-traded funds

by CDW Financial Services|Jun 6, 2016

As the interest in and success of exchange traded-funds (ETFs) increases, the SEC is considering further scrutiny of the funds. This week’s FIN News Alert looks at the Reuters article, “U.S. Securities Regulator Takes…

Top 25 financial IT blogs: best of November 2015

by CDW Financial Services|Dec 7, 2015

With November in the books, we take a look back at some of the top news story that garnered attention from BizTech Magazine’s Top 25 Financial IT Blogs. The blogs covered a wide range…

SEC gets tougher on cybersecurity regulations

by CDW Financial Services|Oct 26, 2015

October is Cybersecurity Awareness Month, and this week’s FIN News Alert looks at the increasing cyberattacks on financial services firms and the steps the SEC is putting into place to protect consumers. The recent…

Cybersecurity, hackers and data breaches

by CDW Financial Services|Oct 7, 2015

October marks the twelfth annual National Cyber Security Awareness Month, but to hackers and cybercriminals, every month — and every day — presents an opportunity to compromise financial IT systems. Would you believe that…

Top 25 financial IT blogs: best of September 2015

by CDW Financial Services|Oct 5, 2015

As September comes to a close, we looked at the top news from BizTech Magazine’s Top 25 Financial IT Blogs worth following. The blogs covered a wide range of financial IT topics including thoughts…

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